Foreign-exchange, brokerage and dealing models — we place you with the right authority and prepare the application, capital and conduct controls to match.
FX and brokerage activity is regulated by capital-markets and financial-services authorities, with requirements that scale to the risk you carry.
Dealing, arranging and brokerage typically sit with the SCA onshore or with the DFSA and ADGM in the financial free zones. We assess your model against each and run the application end to end.
We map dealing, arranging or brokerage activity to the SCA, DFSA or ADGM and confirm the category.
Business plan, capital adequacy and conduct frameworks prepared to the regulator's standard.
Client-money, best-execution and cybersecurity assurance aligned to the licence conditions.
Onshore FX and brokerage generally sit with the SCA; the DFSA and ADGM regulate similar activity in the financial free zones. We confirm which fits your model.
Capital requirements scale with your activities and risk. We size them early so the structure is viable before you apply.
Yes. We help design client-money handling and the conduct controls the regulator expects.
We advise the full spectrum from introducing brokers to principal dealers and tailor the application accordingly.
Tell us your model and we'll come back with the cleanest route to a UAE licence.
